Payment to healthcare professionals for patient recruitment to trials: a systematic review
1 Wessex Institute for Health Research and Development, Boldrewood, University of Southampton, Southampton SO16 7PX,2 Section of Public Health and Epidemiology, Warwick Medical School, University of Warwick
Introduction
Establishing the clinical and cost effectiveness of interventions in healthcare largely depends on good quality randomised controlled trials (RCTs). One element of quality in RCTs is the recruitment of sufficient participants to test a priori hypotheses with statistical confidence and to minimise bias.1 However, many RCTs fail to meet their recruitment targets.2
, 百拇医药
One strategy to increase recruitment to trials is to pay healthcare professionals to recruit subjects either by providing financial incentives or by reimbursing excess costs incurred. Many pharmaceutical companies provide inducements but this is not common practice in publicly funded research programmes. Such programmes need to have confidence that payments are worthwhile. We did a systematic review, therefore, to synthesise the evidence on the effectiveness of payment to healthcare professionals for patient recruitment to trials.
, 百拇医药
Methods and results
We searched electronic databases (Cochrane Library, Medline, Embase, CINAHL, PsycINFO, Science Citation Index/Social Science Citation Index, Current Controlled Trials, ClinicalTrials.gov, Health Management Information Consortium, National Research Register) from inception to July 2004 for published English language studies of any payment or reimbursement to any healthcare professional recruiting patients to trials with reported recruitment rates. We also searched bibliographies and grey literature. Two independent investigators assessed inclusion criteria, data extraction, and quality using standard systematic review methodology. Quality assessment used the DuRant tool.
, http://www.100md.com
The evidence is very limited in quantity and quality and is inconclusive. No controlled trials comparing recruitment rates achieved with and without financial incentives were identified. Three cross-sectional surveys,3-5 within the context of experimental studies, were identified which considered recruitment rates and the attitudes and characteristics of clinicians in relation to some financial incentive or reimbursement (table).
Studies of payment to healthcare professionals for patient recruitment to trials
, 百拇医药
None set out to test a hypothesis; all relied on finding associations between characteristics of the practice or clinician and patient recruitment. Other methodological limitations included lack of control groups, self selection of respondents, and inadequate data analysis.
One primary care study reported no relation between incentive driven motivation and number of patients recruited3; the other primary care study4 did not report a correlation between financial reimbursement and recruitment rates but concluded from multivariate analysis that patient recruitment by general practitioners may be aided by a range of strategies, including financial incentives. The hospital based study reported that payment to the participating clinics was considered to be of only minor importance for both participation in trials and for recruiting patients.5
, 百拇医药
Comment
The limited evidence is surprising when considering the extensive use of payment to healthcare professionals to recruit patients to trials. Although we may have missed some studies it is unlikely that we will have missed rigorous experimental studies designed specifically to investigate financial incentives for recruitment of patients to trials. It may be that such studies are considered unnecessary, either because of extrapolation from the effects of incentives in other areas of healthcare or research (for example, to achieve high immunisation uptake or increase postal survey response rates), or because the success of incentives is self evident. It is unlikely that companies would invest in financial incentives for no return. That such a widespread practice has not undergone experimental evaluation is interesting for three main reasons, however. Firstly, there are important associated ethical issues concerning potential conflicts of interest, disclosure to patients, and implications for informed consent procedures and for the doctor-patient relationship. Secondly, it would be easy to randomise the payment of incentives in a multicentre RCT. Thirdly, there are considerable resource implications associated with research participation. Rigorous evidence from well conducted studies is needed to inform recruitment strategies before publicly funded research programmes can consider the use of financial incentives.
, http://www.100md.com
What is already known on this topic
Many randomised controlled trials fail to recruit their target number of participants, which has implications for the validity of their findings
Privately funded research often provides financial incentives to increase patient recruitment, but this is less common in publicly funded research
What this study adds
Evidence on the effectiveness of payment to healthcare professionals for recruiting patients to trials is lacking; funding bodies must consider whether to extrapolate from the evidence of effectiveness of financial incentives in other areas or to undertake new work
, http://www.100md.com
Contributiors: JB developed the protocol, helped to develop the search strategy, assessed studies for inclusion, extracted data from and quality assessed included studies, synthesised evidence, and drafted the report. JP developed the protocol, developed the search strategy, assessed studies for inclusion, extracted data from and quality assessed included studies, and edited the draft report. JP is guarantor.
Funding: NHS Health Technology Assessment Programme. These views do not necessarily reflect those of the Department of Health.
, 百拇医药
Competing interests: None declared.
Ethical approval: Not needed.
References
Halpern SD, Karlawish JHT, Berlin JA. The continuing unethical conduct of underpowered clinical trials. JAMA 2002;288: 358-62.
Prescott RJ, Counsell CE, Gillespie WJ, et al. Factors that limit the quality, number and progress of randomised controlled trials. Health Technol Assess 1999;3: 1-143.
, 百拇医药
De Wit NJ, Quartero AO, Zuithoff AP, Numans ME. Participation and successful patient recruitment in primary care. J Fam Pract 2001;50: 976-81.
Pearl A, Wright S, Gamble G, Doughty R, Sharpe N. Randomised trials in general practice: a New Zealand experience in recruitment. N Z Med J 2003;116: 681-7.
Hjorth M, Holmberg E, Rodjer S, Taube A, Westin J. Physicians' attitudes toward clinical trials and their relationship to patient accrual in a Nordic multicenter study on myeloma. Control Clin Trials 1996;17: 372-86., http://www.100md.com(J Bryant, J Powell)
Introduction
Establishing the clinical and cost effectiveness of interventions in healthcare largely depends on good quality randomised controlled trials (RCTs). One element of quality in RCTs is the recruitment of sufficient participants to test a priori hypotheses with statistical confidence and to minimise bias.1 However, many RCTs fail to meet their recruitment targets.2
, 百拇医药
One strategy to increase recruitment to trials is to pay healthcare professionals to recruit subjects either by providing financial incentives or by reimbursing excess costs incurred. Many pharmaceutical companies provide inducements but this is not common practice in publicly funded research programmes. Such programmes need to have confidence that payments are worthwhile. We did a systematic review, therefore, to synthesise the evidence on the effectiveness of payment to healthcare professionals for patient recruitment to trials.
, 百拇医药
Methods and results
We searched electronic databases (Cochrane Library, Medline, Embase, CINAHL, PsycINFO, Science Citation Index/Social Science Citation Index, Current Controlled Trials, ClinicalTrials.gov, Health Management Information Consortium, National Research Register) from inception to July 2004 for published English language studies of any payment or reimbursement to any healthcare professional recruiting patients to trials with reported recruitment rates. We also searched bibliographies and grey literature. Two independent investigators assessed inclusion criteria, data extraction, and quality using standard systematic review methodology. Quality assessment used the DuRant tool.
, http://www.100md.com
The evidence is very limited in quantity and quality and is inconclusive. No controlled trials comparing recruitment rates achieved with and without financial incentives were identified. Three cross-sectional surveys,3-5 within the context of experimental studies, were identified which considered recruitment rates and the attitudes and characteristics of clinicians in relation to some financial incentive or reimbursement (table).
Studies of payment to healthcare professionals for patient recruitment to trials
, 百拇医药
None set out to test a hypothesis; all relied on finding associations between characteristics of the practice or clinician and patient recruitment. Other methodological limitations included lack of control groups, self selection of respondents, and inadequate data analysis.
One primary care study reported no relation between incentive driven motivation and number of patients recruited3; the other primary care study4 did not report a correlation between financial reimbursement and recruitment rates but concluded from multivariate analysis that patient recruitment by general practitioners may be aided by a range of strategies, including financial incentives. The hospital based study reported that payment to the participating clinics was considered to be of only minor importance for both participation in trials and for recruiting patients.5
, 百拇医药
Comment
The limited evidence is surprising when considering the extensive use of payment to healthcare professionals to recruit patients to trials. Although we may have missed some studies it is unlikely that we will have missed rigorous experimental studies designed specifically to investigate financial incentives for recruitment of patients to trials. It may be that such studies are considered unnecessary, either because of extrapolation from the effects of incentives in other areas of healthcare or research (for example, to achieve high immunisation uptake or increase postal survey response rates), or because the success of incentives is self evident. It is unlikely that companies would invest in financial incentives for no return. That such a widespread practice has not undergone experimental evaluation is interesting for three main reasons, however. Firstly, there are important associated ethical issues concerning potential conflicts of interest, disclosure to patients, and implications for informed consent procedures and for the doctor-patient relationship. Secondly, it would be easy to randomise the payment of incentives in a multicentre RCT. Thirdly, there are considerable resource implications associated with research participation. Rigorous evidence from well conducted studies is needed to inform recruitment strategies before publicly funded research programmes can consider the use of financial incentives.
, http://www.100md.com
What is already known on this topic
Many randomised controlled trials fail to recruit their target number of participants, which has implications for the validity of their findings
Privately funded research often provides financial incentives to increase patient recruitment, but this is less common in publicly funded research
What this study adds
Evidence on the effectiveness of payment to healthcare professionals for recruiting patients to trials is lacking; funding bodies must consider whether to extrapolate from the evidence of effectiveness of financial incentives in other areas or to undertake new work
, http://www.100md.com
Contributiors: JB developed the protocol, helped to develop the search strategy, assessed studies for inclusion, extracted data from and quality assessed included studies, synthesised evidence, and drafted the report. JP developed the protocol, developed the search strategy, assessed studies for inclusion, extracted data from and quality assessed included studies, and edited the draft report. JP is guarantor.
Funding: NHS Health Technology Assessment Programme. These views do not necessarily reflect those of the Department of Health.
, 百拇医药
Competing interests: None declared.
Ethical approval: Not needed.
References
Halpern SD, Karlawish JHT, Berlin JA. The continuing unethical conduct of underpowered clinical trials. JAMA 2002;288: 358-62.
Prescott RJ, Counsell CE, Gillespie WJ, et al. Factors that limit the quality, number and progress of randomised controlled trials. Health Technol Assess 1999;3: 1-143.
, 百拇医药
De Wit NJ, Quartero AO, Zuithoff AP, Numans ME. Participation and successful patient recruitment in primary care. J Fam Pract 2001;50: 976-81.
Pearl A, Wright S, Gamble G, Doughty R, Sharpe N. Randomised trials in general practice: a New Zealand experience in recruitment. N Z Med J 2003;116: 681-7.
Hjorth M, Holmberg E, Rodjer S, Taube A, Westin J. Physicians' attitudes toward clinical trials and their relationship to patient accrual in a Nordic multicenter study on myeloma. Control Clin Trials 1996;17: 372-86., http://www.100md.com(J Bryant, J Powell)