Is Our Behavior Written in Our Genes?
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《新英格兰医学杂志》
Scientists recently reached an important milestone in the understanding of genetic contributions to behavior. A new study demonstrated the role of a single gene in specifying sexual behavior in the fruit fly Drosophila melanogaster.1 The findings prompt provocative thinking about the contribution of genetic factors to sexual orientation in humans, as well as about genes that might underlie a broader spectrum of human behaviors.
The investigators in the fruit-fly study, Demir and Dickson, focused on a gene called fruitless that has long been known to have strong effects on mating, fertility, and reproduction in fruit flies. The messenger RNA product of this gene (see figure) encodes a transcription factor that is essential for development and that can occur in any of several variously spliced forms. Two of these forms are sex-specific, one being unique to male flies and the other to female flies. Demir and Dickson used genetic manipulation to produce anatomically female flies that carried only the male form of the gene (see figure). The resulting flies exhibited courtship and mating behavior toward females that is normally engaged in only by male flies. Whereas previous studies have shown that the male form of the fruitless gene is necessary for male courtship, the new study shows that it is sufficient to produce this behavior, even in females — making it the first single gene to be identified as both necessary and sufficient for specifying a complex behavior in a higher-level organism.
What other forms of behavior with such complex manifestations might prove to have such a simple origin? Is it conceivable that complex behaviors in humans could be specified by a single gene? Could these results deepen our understanding of human sexual orientation or sexual behavior?
Behavioral genetics has long been hampered by the fact that a vast array of structures and functions in the human body are required to produce a behavior, and the failure of any one of them can render that behavior impossible for a given person. Thus, it is not difficult to show that a gene is necessary for behavior, but such a demonstration is often not very informative. Mutations that result in defects in the bones of the arm may prevent humans from playing the violin, for example, but what we would really like to know about are the neural functions that underlie humans' apparently unique ability to produce and appreciate music.
The scientific issues surrounding the general problem of the influence of genetic factors on behavior have been laid out,2 and researchers have found particular behaviors in several different model organisms that seem likely to be determined by single genes — for instance, the foraging behavior of drosophila larvae and the social behavior of nematodes. Among higher-level organisms, it is known that genetic factors specify the nature and quantity of provisions that parrots gather for their nests and the types of nests that mice build. However, the sophisticated genetic manipulations we can undertake in fruit flies cannot yet be performed in these other organisms, so we do not have unequivocal proof of the role of any particular gene.
Key characteristics of these genetically influenced types of behavior are that they are highly instinctive and consist of a series of programmed actions that directly affect the survival and reproduction of the organism. As such, these behaviors can be directly affected by natural selection. Indeed, since natural selection acts by affecting the genes of a species, it would not be surprising to find a strong influence of genetic factors in generating this class of behaviors.
Humans have highly developed cortical functions that control behavior by integrating many different sensory inputs and motivations; moreover, these functions are highly plastic and susceptible to modification by experience. Most human behavior seems likely to be insulated from the effects of natural selection and therefore is unlikely to be associated with the action of one gene or a few genes.
Nevertheless, humans do display some simple reflex behaviors, such as the hand-grasping (Darwinian reflex) and startle (Moro reflex) responses of infants. The other hallmark of single-gene behavioral control in lower-level organisms is that the gene controls a program of actions carried out by structures such as neural circuits that are specified by other genes and already in place. Dedicated neural circuits have been identified for simple muscle reflexes in a number of systems, and such circuits may also exist for some human behaviors. Beyond simple motor reflexes, other types of behavior that occur in all persons in a recurring, programmed fashion may have strong genetic influences. Such behaviors often have important health consequences — they may, for instance, include some activities associated with food intake, sleep and wakefulness, and even tobacco use.
Despite being variable and subject to strong cultural influences, human sexual and reproductive behavior has some components that are probably instinctive. Together with existing evidence that human sexual orientation has a genetic component, this instinctive element raises the question of whether sexual orientation or aspects of sexual behavior in humans could be determined by the action of one or a few genes — a provocative hypothesis, but one that is not addressed by the results of Demir and Dickson. The fruit fly has no neural functions comparable to those of the human cerebral cortex (which has a large role in most human sexual behavior). There is evidence that male sexual orientation in humans — in particular, male homosexual orientation — has some characteristics of an instinct. The sexual orientation of the human male is a consistent feature that is under neural control, that generally leads to specific behaviors, and that is thought to have a strong biologic basis.3 However, detailed genetic studies of male sexual orientation have produced conflicting results. The sum of the data suggests a role for specific genes on specific chromosomes, but no individual genes have been identified.
Human genes are not subject to experimental manipulation, and there can be strong political resistance to certain types of research into human sexual behavior. As a result, it may take some time to accumulate evidence that any particular gene is necessary and sufficient to specify sexual orientation or a particular sexual behavior in humans. More generally, human behavior is an exceedingly complex phenomenon and cannot be viewed as the product of a set of genes. Nevertheless, our behaviors that are instinctive and crucial to survival and reproduction are likely to be subject to simple genetic control. Such behaviors might include those necessary to maintain homeostasis — such as eating, drinking, excreting, and thermal regulation — and those associated with mating and the maternal care of infants.
The investigators in the fruit-fly study, Demir and Dickson, focused on a gene called fruitless that has long been known to have strong effects on mating, fertility, and reproduction in fruit flies. The messenger RNA product of this gene (see figure) encodes a transcription factor that is essential for development and that can occur in any of several variously spliced forms. Two of these forms are sex-specific, one being unique to male flies and the other to female flies. Demir and Dickson used genetic manipulation to produce anatomically female flies that carried only the male form of the gene (see figure). The resulting flies exhibited courtship and mating behavior toward females that is normally engaged in only by male flies. Whereas previous studies have shown that the male form of the fruitless gene is necessary for male courtship, the new study shows that it is sufficient to produce this behavior, even in females — making it the first single gene to be identified as both necessary and sufficient for specifying a complex behavior in a higher-level organism.
What other forms of behavior with such complex manifestations might prove to have such a simple origin? Is it conceivable that complex behaviors in humans could be specified by a single gene? Could these results deepen our understanding of human sexual orientation or sexual behavior?
Behavioral genetics has long been hampered by the fact that a vast array of structures and functions in the human body are required to produce a behavior, and the failure of any one of them can render that behavior impossible for a given person. Thus, it is not difficult to show that a gene is necessary for behavior, but such a demonstration is often not very informative. Mutations that result in defects in the bones of the arm may prevent humans from playing the violin, for example, but what we would really like to know about are the neural functions that underlie humans' apparently unique ability to produce and appreciate music.
The scientific issues surrounding the general problem of the influence of genetic factors on behavior have been laid out,2 and researchers have found particular behaviors in several different model organisms that seem likely to be determined by single genes — for instance, the foraging behavior of drosophila larvae and the social behavior of nematodes. Among higher-level organisms, it is known that genetic factors specify the nature and quantity of provisions that parrots gather for their nests and the types of nests that mice build. However, the sophisticated genetic manipulations we can undertake in fruit flies cannot yet be performed in these other organisms, so we do not have unequivocal proof of the role of any particular gene.
Key characteristics of these genetically influenced types of behavior are that they are highly instinctive and consist of a series of programmed actions that directly affect the survival and reproduction of the organism. As such, these behaviors can be directly affected by natural selection. Indeed, since natural selection acts by affecting the genes of a species, it would not be surprising to find a strong influence of genetic factors in generating this class of behaviors.
Humans have highly developed cortical functions that control behavior by integrating many different sensory inputs and motivations; moreover, these functions are highly plastic and susceptible to modification by experience. Most human behavior seems likely to be insulated from the effects of natural selection and therefore is unlikely to be associated with the action of one gene or a few genes.
Nevertheless, humans do display some simple reflex behaviors, such as the hand-grasping (Darwinian reflex) and startle (Moro reflex) responses of infants. The other hallmark of single-gene behavioral control in lower-level organisms is that the gene controls a program of actions carried out by structures such as neural circuits that are specified by other genes and already in place. Dedicated neural circuits have been identified for simple muscle reflexes in a number of systems, and such circuits may also exist for some human behaviors. Beyond simple motor reflexes, other types of behavior that occur in all persons in a recurring, programmed fashion may have strong genetic influences. Such behaviors often have important health consequences — they may, for instance, include some activities associated with food intake, sleep and wakefulness, and even tobacco use.
Despite being variable and subject to strong cultural influences, human sexual and reproductive behavior has some components that are probably instinctive. Together with existing evidence that human sexual orientation has a genetic component, this instinctive element raises the question of whether sexual orientation or aspects of sexual behavior in humans could be determined by the action of one or a few genes — a provocative hypothesis, but one that is not addressed by the results of Demir and Dickson. The fruit fly has no neural functions comparable to those of the human cerebral cortex (which has a large role in most human sexual behavior). There is evidence that male sexual orientation in humans — in particular, male homosexual orientation — has some characteristics of an instinct. The sexual orientation of the human male is a consistent feature that is under neural control, that generally leads to specific behaviors, and that is thought to have a strong biologic basis.3 However, detailed genetic studies of male sexual orientation have produced conflicting results. The sum of the data suggests a role for specific genes on specific chromosomes, but no individual genes have been identified.
Human genes are not subject to experimental manipulation, and there can be strong political resistance to certain types of research into human sexual behavior. As a result, it may take some time to accumulate evidence that any particular gene is necessary and sufficient to specify sexual orientation or a particular sexual behavior in humans. More generally, human behavior is an exceedingly complex phenomenon and cannot be viewed as the product of a set of genes. Nevertheless, our behaviors that are instinctive and crucial to survival and reproduction are likely to be subject to simple genetic control. Such behaviors might include those necessary to maintain homeostasis — such as eating, drinking, excreting, and thermal regulation — and those associated with mating and the maternal care of infants.